Compliance Consultant Job at Taylor Root, United States

R2ZyZjZtQk44anVXWGNydFluTmlxRkliWWc9PQ==
  • Taylor Root
  • United States

Job Description

We are partnered with a boutique compliance consulting firm, in the financial services sector, looking to add consultants to their team. They pride themselves on providing bespoke solutions for their clients, namely private equity firms. The firm is highly collaborative and professional, and the positions exist because they have a successful model that has allowed them to grow, requiring more support. This is a firm known to take care of their consultants who come in and get the job done.

They are ideally targeting the 4-10 year mark for relevant years of experience. They operate on a fully remote basis and they are quite productive, so this opportunity requires someone who is a self-starter and highly disciplined. There is a preference for candidates in eastern and central time zones.

The required skillset that they need the most, currently, is marketing review and performance/ fee testing. Other relevant experience includes drafting Form ADV part 2, annual reviews, and creating compliance manuals and policies and procedures. Prior experience at a private equity firm is highly preferred.

Books of business are not necessary as they do not (and will not) need these individuals to business develop.

The SR Group (US), Inc. is acting as an Employment Agency in relation to this vacancy.

Please note that your personal information will be treated in accordance with our Privacy Policy .

Job Tags

Permanent employment, Remote work,

Similar Jobs

Hampton Inn St. Louis-Columbia

Executive Housekeeper Job at Hampton Inn St. Louis-Columbia

Job Summary:We are seeking a motivated Housekeeping Supervisor to oversee daily housekeeping operations and ensure our guest rooms and public areas meet brand standards. The ideal candidate will lead by example, manage a team of housekeeping staff, and provide exceptional... 

Barton Associates

Nephrology Physician Job at Barton Associates

 ...Provider Type Needed: Pediatric Nephrologist Schedule: Monday to Friday, 8 am to 5 pm Responsibilities and Duties Provide nephrology consultations for pediatric patients in an inpatient setting Diagnose and manage acute and chronic kidney diseases... 

The Pines at Catskill Center for Nursing & Rehabilitation

Unit Helper - Nursing Aide Trainee (CNA) Job at The Pines at Catskill Center for Nursing & Rehabilitation

 ...mentorship to develop essential skills in providing care to our residents. This entry-level position offers a fantastic opportunity to earn while you learn under the guidance of experienced healthcare professionals. You will attend class, lab instruction and clinical... 

Crypto Council for Innovation, Inc.

Associate Director - Government Affairs Job at Crypto Council for Innovation, Inc.

 ...while addressing misperceptions and misinformation, CCI supports governments and institutions worldwide in efforts to shape and encourage...  ...team members. As CCIs Associate Director of Government Affairs, you will support the development and advancement of CCIs government... 

Providence Health and Services

RN - GI/ Endoscopy Per Diem Day Job at Providence Health and Services

 ...RN - GI/ Endoscopy Per Diem Day at Providence Health and Services summary: The RN - GI/Endoscopy Per Diem Day position at Providence Saint Johns Health Center involves providing specialized nursing care in gastroenterology and endoscopy during day shifts. The role...